X-A chapters / Module 6: Operations, Regulatory Environment, Compliance and Ethics
Chapter 17. Operational Aspects of Investment Management
Investor onboarding and servicing: PAN and KYC, demat, nomination and transmission, NRI rules, payments, advisory documentation and MF transactions on exchange platforms.
Total watch time 29 min · Hindi audio
Key topics
- PAN, KYC, CKYC and online KYC
- Demat, remat and Power of Attorney
- NRI accounts and change of status
- Nomination (up to 3 nominees) and transmission
- Payment modes and third-party payment rules
- MITC and MF exchange platforms (BSE StAR MF, NSE NMF II)
Chapter test
25 multiple-choice questions with explanations. Score 60% or more to complete this chapter.
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