X-A chapters / Module 4: Investment Through Managed Portfolio
Chapter 12. Portfolio Manager
Who can offer portfolio management services, how they are registered and regulated, and how PMS fees, direct access and performance disclosure work.
Total watch time 20 min · Hindi audio
Key topics
- Types of PMS: discretionary, non-discretionary, advisory
- Registration: net worth, principal officer, Form A
- Responsibilities and investment limits
- Fees: fixed, hurdle rate, high watermark, catch-up
- Direct access, Disclosure Document and performance reporting
Chapter test
25 multiple-choice questions with explanations. Score 60% or more to complete this chapter.
Not attempted yet
Take the test